 |  | | Section | | Title | | Amdt | | Eff Date | |
 | Part 1 - DEFINITIONS AND ABBREVIATIONS |
| |
|
|
|  |
| |  | Sec. 1.1 | | General definitions. | | 1-65 | | 11/02/2009 |  |
 |  |  | Sec. 1.2 | | Abbreviations and symbols. | | 1-60 | | 12/10/2007 |  |
| |  | Sec. 1.3 | | Rules of construction. | | 1-10 | | 03/29/1966 |  |
  | Part 3 - GENERAL REQUIREMENTS |
|  |
|
|
 | (No Subpart) |
| |
 |  |  | Sec. 3.1 | | Applicability | | 3-1 | | 10/17/2005 |  |
| |  | Sec. 3.5 | | Statements about products, parts, appliances and materials | | 3-1 | | 10/17/2005 |  |
  | Part 11 - GENERAL RULEMAKING PROCEDURES |
|  |
|
|
 | Subpart A--Rulemaking Procedures |
| |
 |  |  | Sec. 11.1 | | To what does this part apply? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.3 | | What is an advance notice of proposed rulemaking? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.5 | | What is a notice of proposed rulemaking? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.7 | | What is a supplemental notice of proposed rulemaking? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.9 | | What is a final rule? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.11 | | What is a final rule with request for comments? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.13 | | What is a direct final rule? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.15 | | What is a petition for exemption? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.17 | | What is a petition for rulemaking? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.19 | | What is a special condition? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.21 | | What are the most common kinds of rulemaking actions for which FAA follows the
Administrative Procedure Act? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.23 | | Does FAA follow the same procedures in issuing all types of rules? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.25 | | How does FAA issue rules? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.27 | | Are there other ways FAA collects specific rulemaking recommendations before we
issue an NPRM? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.29 | | May FAA change its regulations without first issuing an ANPRM or NPRM? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.31 | | How does FAA process direct final rules? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.33 | | How can I track FAA's rulemaking activities? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.35 | | Does FAA include sensitive security information and proprietary information in
the Federal Docket Management System (FDMS)?
| | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.37 | | Where can I find information about an Airworthiness Directive, an airspace
designation, or a petition handled in a region?
| | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.38 | | What public comment procedures does the FAA follow for Special Conditions? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.39 | | How may I participate in FAA's rulemaking process? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.40 | | Can I get more information about a rulemaking? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.41 | | Who may file comments? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.43 | | What information must I put in my written comments? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.45 | | Where and when do I file my comments? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.47 | | May I ask for more time to file my comments? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.51 | | May I request that FAA hold a public meeting on a rulemaking action? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.53 | | What takes place at a public meeting? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.61 | | May I ask FAA to adopt, amend, or repeal a regulation, or grant relief from the
requirements of a current regulation? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.63 | | How and to whom do I submit my petition for rulemaking or petition for
exemption? | | 11-55 | | 01/05/2009 |  |
 |  |  | Sec. 11.71 | | What information must I include in my petition for rulemaking? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.73 | | How does FAA process petitions for rulemaking? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.75 | | Does FAA invite public comment on petitions for rulemaking? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.77 | | Is there any additional information I must include in my petition for
designating airspace? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.81 | | What information must I include in my petition for an exemption? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.83 | | How can I operate under an exemption outside the United States? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.85 | | Does FAA invite public comment on petitions for exemption? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.87 | | Are there circumstances in which FAA may decide not to publish a summary of my
petition for exemption? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.89 | | How much time do I have to submit comments to FAA on a petition for exemption? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.91 | | How does FAA inform me of its decision on my petition for exemption? | | 11-46 | | 09/20/2000 |  |
 |  |  | Sec. 11.101 | | May I ask FAA to reconsider my petition for rulemaking or petition for
exemption if it is denied? | | 11-46 | | 09/20/2000 |  |
| |  | Sec. 11.103 | | [What exemption relief may be available to federal, state, and local
governments when operating aircraft that are not public aircraft?] | | 11-48 | | 05/13/2003 |  |
|
|
  | Subpart B--Paperwork Reduction Act Control Numbers |
|  |
| |  | Sec. 11.201 | | Office of Management and Budget (OMB) control numbers assigned under the
Paperwork Reduction Act. | | 11-49 | | 01/26/2004 |  |
|
|
|  |
| |  | Sec. A11.1 | | Oral Communications With the Public During Rulemaking | | 11-46 | | 09/20/2000 |  |
  | Part 13 - INVESTIGATIVE AND ENFORCEMENT PROCEDURES |
|  |
|
|
 | Subpart A -- Investigative Procedures |
| |
 |  |  | Sec. 13.1 | | Reports of violations. | | | | 11/05/1979 |  |
| |  | Sec. 13.3 | | Investigations (general). | | | | 11/05/1979 |  |
 |  |  | Sec. 13.5 | | Formal complaints. | | | | 11/05/1979 |  |
| |  | Sec. 13.7 | | Records, documents and reports. | | | | 11/05/1979 |  |
|
|
  | Subpart B -- Administrative Actions |
|  |
| |  | Sec. 13.11 | | Administrative disposition of certain violations. | | | | 11/05/1979 |  |
|
|
  | Subpart C -- Legal Enforcement Actions |
|  |
| |  | Sec. 13.13 | | Consent orders. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.14 | | Civil penalties: General. | | 13-34 | | 12/05/2006 |  |
| |  | Sec. 13.15 | | [Civil penalties: Other than by administrative assessment.] | | 13-32 | | 11/03/2004 |  |
 |  |  | Sec. 13.16 | | [Civil Penalties: Administrative assessment against a person other than an
individual acting as a pilot, flight engineer,
mechanic, or repairman. Administrative assessment against all persons for
hazardous materials violations.] | | 13-32 | | 01/11/2005 |  |
| |  | Sec. 13.17 | | Seizure of aircraft. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.18 | | [Civil penalties: Administrative assessment against an individual acting as a
pilot, flight engineer, mechanic, or repairman. ] | | 13-32 | | 11/03/2004 |  |
| |  | Sec. 13.19 | | Certificate action. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.20 | | Orders of compliance, cease and desist orders, orders of denial, and other
orders. | | | | 11/05/1979 |  |
| |  | Sec. 13.21 | | Military personnel. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.23 | | Criminal penalties. | | | | 11/05/1979 |  |
| |  | Sec. 13.25 | | Injunctions. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.27 | | Final order of Hearing Officer in certificate of aircraft registration
proceedings. | | | | 11/05/1979 |  |
| |  | Sec. 13.29 | | Civil penalties: Streamlined enforcement procedures for certain security
violations. | | | | 11/05/1979 |  |
|
|
  | Subpart D -- Rules of Practice for FAA Hearings |
|  |
| |  | Sec. 13.31 | | Applicability. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.33 | | Appearances. | | | | 11/05/1979 |  |
| |  | Sec. 13.35 | | Request for hearing. | | 13-34 | | 12/05/2006 |  |
 |  |  | Sec. 13.37 | | Hearing Officer's powers. | | | | 11/05/1979 |  |
| |  | Sec. 13.39 | | Disqualification of Hearing Officer. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.41 | | [Reserved] | | | | 11/05/1979 |  |
| |  | Sec. 13.43 | | Service and filing of pleadings, motions, and documents. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.44 | | Computation of time and extension of time. | | | | 11/05/1979 |  |
| |  | Sec. 13.45 | | Amendment of notice and answer. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.47 | | Withdrawal of notice or request for hearing. | | | | 11/05/1979 |  |
| |  | Sec. 13.49 | | Motions. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.51 | | Intervention. | | | | 11/05/1979 |  |
| |  | Sec. 13.53 | | Depositions. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.55 | | Notice of hearing. | | | | 11/05/1979 |  |
| |  | Sec. 13.57 | | Subpoenas and witness fees. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.59 | | Evidence. | | | | 11/05/1979 |  |
| |  | Sec. 13.61 | | Argument and submittals. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.63 | | Record. | | | | 11/05/1979 |  |
|
|
 | Subpart E -- Orders of Compliance Under the Hazardous Materials Transportation Act |
| |
 |  |  | Sec. 13.71 | | Applicability. | | | | 11/05/1979 |  |
| |  | Sec. 13.73 | | Notice of proposed order of compliance. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.75 | | Reply or request for hearing. | | | | 11/05/1979 |  |
| |  | Sec. 13.77 | | Consent order of compliance. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.79 | | Hearing. | | | | 11/05/1979 |  |
| |  | Sec. 13.81 | | Order of immediate compliance. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.83 | | Appeal. | | | | 11/05/1979 |  |
| |  | Sec. 13.85 | | Filing, service and computation of time. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.87 | | Extension of time. | | | | 11/05/1979 |  |
|
|
 | Subpart F -- Formal Fact-Finding Investigation Under an Order of Investigation |
| |
 |  |  | Sec. 13.101 | | Applicability. | | | | 11/05/1979 |  |
| |  | Sec. 13.103 | | Order of investigation. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.105 | | Notification. | | | | 11/05/1979 |  |
| |  | Sec. 13.107 | | Designation of additional parties. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.109 | | Convening the investigation. | | | | 11/05/1979 |  |
| |  | Sec. 13.111 | | Subpoenas. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.113 | | Noncompliance with the investigative process. | | | | 11/05/1979 |  |
| |  | Sec. 13.115 | | Public proceedings. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.117 | | Conduct of investigative proceeding or deposition. | | | | 11/05/1979 |  |
| |  | Sec. 13.119 | | Rights of persons against self-incrimination. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.121 | | Witness fees. | | | | 11/05/1979 |  |
| |  | Sec. 13.123 | | Submission by party to the investigation. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.125 | | Depositions. | | | | 11/05/1979 |  |
| |  | Sec. 13.127 | | Reports, decisions and orders. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.129 | | Post-investigation action. | | | | 11/05/1979 |  |
| |  | Sec. 13.131 | | Other procedures. | | | | 11/05/1979 |  |
|
|
  | Subpart G -- Rules of Practice in FAA Civil Penalty Actions |
|  |
| |  | Sec. 13.201 | | Applicability. | | 13-32 | | 11/03/2004 |  |
 |  |  | Sec. 13.202 | | Definitions. | | 13-34 | | 12/05/2006 |  |
| |  | Sec. 13.203 | | Separation of functions. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.204 | | Appearances and rights of parties. | | | | 11/05/1979 |  |
| |  | Sec. 13.205 | | Administrative law judges. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.206 | | Intervention. | | | | 11/05/1979 |  |
| |  | Sec. 13.207 | | Certification of documents. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.208 | | Complaint. | | | | 11/05/1979 |  |
| |  | Sec. 13.209 | | Answer. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.210 | | Filing of documents. | | | | 03/29/2007 |  |
| |  | Sec. 13.211 | | Service of documents. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.212 | | Computation of time. | | | | 11/05/1979 |  |
| |  | Sec. 13.213 | | Extension of time. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.214 | | Amendment of pleadings. | | | | 11/05/1979 |  |
| |  | Sec. 13.215 | | Withdrawal of complaint or request for hearing. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.216 | | Waivers. | | | | 11/05/1979 |  |
| |  | Sec. 13.217 | | Joint procedural or discovery schedule. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.218 | | Motions. | | | | 11/05/1979 |  |
| |  | Sec. 13.219 | | Interlocutory appeals. | | 13-34 | | 12/05/2006 |  |
 |  |  | Sec. 13.220 | | Discovery. | | | | 11/05/1979 |  |
| |  | Sec. 13.221 | | Notice of hearing. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.222 | | Evidence. | | | | 11/05/1979 |  |
| |  | Sec. 13.223 | | Standard of proof. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.224 | | Burden of proof. | | | | 11/05/1979 |  |
| |  | Sec. 13.225 | | Offer of proof. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.226 | | Public disclosure of evidence. | | | | 11/05/1979 |  |
| |  | Sec. 13.227 | | Expert or opinion witnesses. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.228 | | Subpoenas. | | 13-34 | | 12/05/2006 |  |
| |  | Sec. 13.229 | | Witness fees. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.230 | | Record. | | | | 11/05/1979 |  |
| |  | Sec. 13.231 | | Argument before the administrative law judge. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.232 | | Initial decision. | | | | 11/05/1979 |  |
| |  | Sec. 13.233 | | Appeal from initial decision. | | 13-32 | | 11/03/2004 |  |
 |  |  | Sec. 13.234 | | Petition to reconsider or modify a final decision and order of the FAA
decisionmaker on appeal. | | | | 11/05/1979 |  |
| |  | Sec. 13.235 | | Judicial review of a final decision and order. | | 13-34 | | 12/05/2006 |  |
|
|
  | Subpart H -- Civil Monetary Penalty Inflation Adjustment |
|  |
| |  | Sec. 13.301 | | Scope and purpose. | | | | 11/05/1979 |  |
 |  |  | Sec. 13.303 | | Definitions. | | | | 11/05/1979 |  |
| |  | Sec. 13.305 | | Cost of living adjustments of civil monetary penalties. | | 13-33 | | 09/06/2006 |  |
|
|
  | Subpart I -- Flight Operational Quality Assurance Programs |
|  |
| |  | Sec. 13.401 | | Flight Operational Quality Assurance program: Prohibition against use of data
for enforcement purposes. | | | | 11/05/1979 |  |
  | Part 14 - RULES IMPLEMENTING THE EQUAL ACCESS TO JUSTICE ACT OF 1980 |
|  |
|
|
 | Subpart A - General Provisions |
| |
 |  |  | Sec. 14.01 | | Purpose of these rules | | | | 11/01/1989 |  |
| |  | Sec. 14.02 | | Proceeding covered. | | | | 06/18/1999 |  |
 |  |  | Sec. 14.03 | | Eligibilty of applicants. | | | | 06/18/1999 |  |
| |  | Sec. 14.04 | | Standards for awards. | | | | 11/01/1989 |  |
 |  |  | Sec. 14.05 | | Allowance fees and expenses. | | | | 06/18/1999 |  |
|
|
 | Subpart B - Information Required from Applicants |
| |
 |  |  | Sec. 14.10 | | Contents of application. | | | | 11/01/1989 |  |
| |  | Sec. 14.11 | | Net worth exhibit. | | | | 06/18/1999 |  |
 |  |  | Sec. 14.12 | | Documentation of fees and expenses. | | | | 11/01/1989 |  |
|
|
 | Subpart C - Procedures for Considering Applications |
| |
 |  |  | Sec. 14.20 | | When an application may be filed. | | | | 04/07/2006 |  |
| |  | Sec. 14.21 | | Filing and service of documents. | | | | 06/28/1999 |  |
 |  |  | Sec. 14.22 | | Answer to application. | | | | 06/18/1999 |  |
| |  | Sec. 14.23 | | Reply. | | | | 11/01/1989 |  |
 |  |  | Sec. 14.24 | | Comments by other parties. | | | | 06/18/1999 |  |
| |  | Sec. 14.25 | | Settlement. | | | | 11/01/1989 |  |
 |  |  | Sec. 14.26 | | Further proceedings. | | | | 06/18/1999 |  |
| |  | Sec. 14.27 | | Decision. | | | | 06/18/1999 |  |
 |  |  | Sec. 14.28 | | Review by FAA decisionmaker. | | | | 02/18/2005 |  |
| |  | Sec. 14.29 | | Judicial review. | | | | 11/01/1989 |  |
 |  |  | Sec. 14.30 | | Payment of award. | | | | 11/01/1989 |  |
 | Part 15 - ADMINISTRATIVE CLAIMS UNDER FEDERAL TORT CLAIMS ACT |
| |
|
|
  | Subpart A - General Procedures |
|  |
| |  | Sec. 15.1 | | Scope of regulations. | | | | 05/13/1987 |  |
 |  |  | Sec. 15.3 | | Administrative claim, when presented; appropriate office. | | | | 09/04/1997 |  |
| |  | Sec. 15.5 | | Administrative claim, who may file. | | | | 05/13/1987 |  |
 |  |  | Sec. 15.7 | | Administrative claims; evidence and information to be submitted. | | | | 05/13/1987 |  |
| |  | Sec. 15.9 | | Investigation and examination. | | | | 05/13/1987 |  |
|
|
  | Subpart B—Indemnification Under Section 1118 of the Federal Aviation Act of 1958 |
|  |
| |  | Sec. 15.101 | | Applicability. | | | | 05/03/1990 |  |
 |  |  | Sec. 15.103 | | Exclusions. | | | | 05/03/1990 |  |